AML Analyst Associate
• ## Responsibilities
- Ensure a compliant onboarding of new customers, conduct due diligence for existing customers against our AML/CFT policies by working with our Level 1 KYC Team in Bangalore, India.
- Conduct enhanced due diligence for new and existing Higher Risk customers, including preparing supporting documentation for the Enhanced Customer Due Diligence Committee,
- Provide input to results from name list screening and carry out review, including obtaining approval on disposition on positive matches of alerts from the CCO,
- Liaise with internal stakeholders including Institutional Coverage (IC), Sales, Business Operations and Legal on Singapore regulatory and policy AML/KYC matters by providing advice on MAS PSN02 and corresponding Guidelines,
- Assist with the annual Enterprise Wide Risk Assessment,
- Assist with new joiner and annual refresh AML/CFT training teams across APAC,
- Assist the Account Management Team with due diligence requests as they pertain to Singapore AML/CFT controls,
- Proactively seek and develop greater productivity and enhancements where possible through process improvements and/or technological enhancements
- Support Compliance management for quarterly Board Meetings and other reporting as appropriate,
- Assist with Transaction Monitoring dispositions and further reviews as escalated from Level 1 Transaction Monitoring Teams, where appropriate.
- Assist with Travel Rule requests where necessary by collating information.
- ## Success
- As a Compliance Analyst/Associate, you’ll be part of a global network of compliance officers and a key contributor to the success of the Firm’s AML and Sanctions program.
- To be successful in this role, you must work well under pressure and have excellent communication skills by being flexible and work well with sometimes shifting priorities.
- Be open to providing coverage when team members are on holiday or out of the office.
- Understand and know the MAS PS N02 and Guidelines and best industry practices,
- Familiarity with the FATF Travel Rule is an advantage.